We’re pleased to share the November edition of our Financial Regulatory Roundup Newsletter, highlighting key developments shaping the financial regulatory landscape.
In the latest issue we discuss:
- SEC Chairman Atkins Issues Statement Regarding Security-Based Swap Dealer De Minimis Threshold Phase-In Period and Lookback Period
- Joint FDIC-OCC Proposals on Use of ‘Reputation Risk,’ ‘Unsafe or Unsound Practices’ and Supervisory Communications
- Multi-Agency FAQs Clarify Suspicious Activity Reporting Requirements
- Fed Governor Barr Addresses ‘Gaps’ in the GENIUS Act’s Framework
- Federal Reserve Proposes Revised Supervisory Stress Testing Framework
